Trust Compliance – What do Trustees Need to do?
Brodies LLP | Stacey Gourley | Sarah Bell United Kingdom Whether you’re considering setting up a trust, maintaining an existing...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
1 in 20 Emails Contains a Potential Compliance Breach
1 in 20 Emails Contains a Potential Compliance Breach Imagine this: 1 in 20 emails (based on our data) you...
FCA Finds Vast Majority of Ongoing Suitability Reviews Delivered
The FCA has found that financial advisers are delivering suitability reviews in the vast majority of cases included in...
Investment Fund Management: Three abbreviations you need to understand: AIF, AIFM and UCITS
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Leveraging Private AI for DORA Compliance in the Banking Sector
Compliance and AI regulations (like DORA, the EU AI Act and GDPR) are increasingly being seen as holding Europe...
‘Tipper X’ Joins Lexverify
At Lexverify, we are on a mission to make risk prevention as easy as spell checking. As we continue...
Compliance Strategies for Crypto Businesses under MiCA
Introduction The Markets in Crypto-Assets Regulation (MiCA) represents the European Union’s pioneering effort to establish a unified regulatory framework...
Navigating the Complex & Evolving Landscape of AI Compliance
Artificial intelligence (AI) is rapidly transforming industries, but its rise also brings new challenges. One of the most critical...
Compliance: The UK Perspective
Global Investigations Review | Mark Hunting | Margaret B Beasley | Bracewell LLP This is an extract from the 2025...
Non-Financial Misconduct: Insights from FCA Findings
Dentons | Katharine Harle | Sarah Jackman The Financial Conduct Authority’s (FCA) recent survey findings on non-financial misconduct (NFM) reports in the...