ESG and Internal Investigations: New Compliance Challenges
Norton Rose Fulbright | Keith Rosen | Stuart Neely | Wilson Ang | Abigail McGregor | Lise Smit | Sharon Oded | Alexander Cappel | Christian...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
Explore the Latest Insights in Payments with the New Payments Review
We’re excited to share that the newest edition of Payments Review, the flagship digital magazine from The Payments Association,...
Spring Statement 2025: Key Tax Announcements from a Compliance Perspective
United Kingdom Shoosmiths LLP | Thomas Wilkinson | Kate Garcia On 26 March 2025, the Chancellor, Rachel Reeves MP, delivered...
Transforming Risk & Compliance: Next Generation Tools for the Modern Workplace
Earlier this month was our first webinar with The Association of Governance, Risk & Compliance (AGRC). The transformation of...
Insights from the FCA’s Review on Vulnerable Customer Support
On 7th March 2025, the Financial Conduct Authority (FCA) published its review on how firms are treating customers in...
Trust Compliance – What do Trustees Need to do?
Brodies LLP | Stacey Gourley | Sarah Bell United Kingdom Whether you’re considering setting up a trust, maintaining an existing...
1 in 20 Emails Contains a Potential Compliance Breach
1 in 20 Emails Contains a Potential Compliance Breach Imagine this: 1 in 20 emails (based on our data) you...
FCA Finds Vast Majority of Ongoing Suitability Reviews Delivered
The FCA has found that financial advisers are delivering suitability reviews in the vast majority of cases included in...
Investment Fund Management: Three abbreviations you need to understand: AIF, AIFM and UCITS
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Leveraging Private AI for DORA Compliance in the Banking Sector
Compliance and AI regulations (like DORA, the EU AI Act and GDPR) are increasingly being seen as holding Europe...