ESG and Internal Investigations: New Compliance Challenges
Norton Rose Fulbright | Keith Rosen | Stuart Neely | Wilson Ang | Abigail McGregor | Lise Smit | Sharon Oded | Alexander Cappel | Christian...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
Norton Rose Fulbright | Keith Rosen | Stuart Neely | Wilson Ang | Abigail McGregor | Lise Smit | Sharon Oded | Alexander Cappel | Christian...
We’re excited to share that the newest edition of Payments Review, the flagship digital magazine from The Payments Association,...
United Kingdom Shoosmiths LLP | Thomas Wilkinson | Kate Garcia On 26 March 2025, the Chancellor, Rachel Reeves MP, delivered...
Earlier this month was our first webinar with The Association of Governance, Risk & Compliance (AGRC). The transformation of...
On 7th March 2025, the Financial Conduct Authority (FCA) published its review on how firms are treating customers in...
Brodies LLP | Stacey Gourley | Sarah Bell United Kingdom Whether you’re considering setting up a trust, maintaining an existing...
1 in 20 Emails Contains a Potential Compliance Breach Imagine this: 1 in 20 emails (based on our data) you...
The FCA has found that financial advisers are delivering suitability reviews in the vast majority of cases included in...
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Compliance and AI regulations (like DORA, the EU AI Act and GDPR) are increasingly being seen as holding Europe...