Compliance as a Strategic iGaming Asset: An Interview with Joshua Strydom, Chief Compliance and Risk Officer, Yggdrasil, Malta
Malta is an established gaming hub. In this type of highly regulated environment, how can compliance move beyond being...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
Diversity, Equality and Inclusion (DE&I) for Financial Services
Norton Rose Fulbright | Jonathan Herbst | Hannah Meakin | Katie Stephen | Simon Lovegrove | Hannah McAslan-Schaaf | Haney Saadah United Kingdom Introduction...
AI for Financial Services Risk Management – Moving Beyond the Hype
MinterEllison | Ashley Rockman Australia | European Union | United Kingdom | USA AI for risk management in financial...
UK: FCA Consults on Applying Existing Rules to Cryptoasset Firms
Hogan Lovells | Christina Wu | Dominic Hill United Kingdom The Financial Conduct Authority (“FCA”) is seeking feedback on the...
Internal Investigation Readiness: Asking Key Questions (Part 2)
As we saw in Part 1 of this two-part piece, regulatory expectations around ESG (Environmental, Social and Governance) are...
Internal Investigation Readiness: Asking Key Questions (Part 1)
In both the UK and EU, regulatory expectations around ESG (Environmental, Social and Governance) are evolving rapidly. In the...
UK: Targeted Support for Retail Customers of Financial Services Firms
Eversheds Sutherland | Tim Fosh | Sarah Burnside | Jen Green | Thomas E. Pritchard United Kingdom The FCA is consulting on...
AI Whistleblowing Tools and Employee Trust: What Compliance Leaders Need to Know Now
By Shannon Walker | Founder, Whistleblower Security Inc. (WBS) and Executive VP of Thought Leadership and Strategy, Case IQ....
Behavioural Science in Compliance: What Does Tomorrow Look Like?
Imagine a compliance officer in 2035, notified by an AI‑powered dashboard that flags an employee’s subtle shift in decision...
How Cybersecurity, AML and ESG are Being Integrated
In 2024, Barclays paid a £39 million Financial Conduct Authority (FCA) fine for anti-money laundering (AML) failures linked to gold...