Internal Investigation Readiness: Asking Key Questions (Part 1)
In both the UK and EU, regulatory expectations around ESG (Environmental, Social and Governance) are evolving rapidly. In the...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
UK: Targeted Support for Retail Customers of Financial Services Firms
Eversheds Sutherland | Tim Fosh | Sarah Burnside | Jen Green | Thomas E. Pritchard United Kingdom The FCA is consulting on...
AI Whistleblowing Tools and Employee Trust: What Compliance Leaders Need to Know Now
By Shannon Walker | Founder, Whistleblower Security Inc. (WBS) and Executive VP of Thought Leadership and Strategy, Case IQ....
Behavioural Science in Compliance: What Does Tomorrow Look Like?
Imagine a compliance officer in 2035, notified by an AI‑powered dashboard that flags an employee’s subtle shift in decision...
How Cybersecurity, AML and ESG are Being Integrated
In 2024, Barclays paid a £39 million Financial Conduct Authority (FCA) fine for anti-money laundering (AML) failures linked to gold...
DOJ Issues New FCPA Guidelines Amid Growing Ambitions of UK and European Prosecutors
Latham & Watkins LLP | Clare Nida | Pamela Reddy | Nathan H. Seltzer | Annie Birch | Emma Bunting European Union |...
New Cryptoasset Reporting Obligations for Businesses
RPC | Adam Craggs | Michelle Sloane | Liam McKay Organisation for Economic Co-operation and Development (OECD) | United Kingdom The...
The Complexities of Trust Compliance in the UK
Brodies LLP | Sarah Bell | Kevin Winters United Kingdom The UK’s trust compliance regime has become increasingly complex. While...
FCA Seeks Further Views on Stablecoins and Crypto Custody
The FCA has published proposals for issuing stablecoins, crypto custody and financial resilience of cryptoasset firms, to support a...
ESG and Internal Investigations: New Compliance Challenges
Norton Rose Fulbright | Keith Rosen | Stuart Neely | Wilson Ang | Abigail McGregor | Lise Smit | Sharon Oded | Alexander Cappel | Christian...