FCA Proposes Targeted Changes to Consumer Duty
Reed Smith LLP | Romin Dabir, Damian Carolan, Jamie Turner and Brodie Edmead United Kingdom Key takeaways Overview The Financial Conduct Authority (FCA)...
Stay current with the latest regulations and compliance requirements affecting the financial industry, including changes in laws and regulatory agencies’ actions.
Global Regulatory Compliance Trends From Now
As the year progresses towards Autumn, compliance professionals face more than another wave of rules in the coming months....
FCA Reviews Consumer Duty – Scope & Proportionality
CMS | Elisabeth Bremner, Pippa Tasker, Sarah Brook and Anchali Muraleetharan United Kingdom For a quick overview, click here to read our 2-minute summary. The...
A New Regime for UK AIFMs: A Consultation on the FCA’s Latest Proposals in CP26/28
Macfarlanes LLP | Alexandra Green, Michael Sholem, Darius Tehrani-Vahid and Rachel Serene United Kingdom On 14 July 2026, HM Treasury (HMT) and the...
FCA Proposes Overhaul of Remuneration Rules for Solo-Regulated Firms
CMS | Billy Bradley, Vicky Davies and Felicity Bramall-Plumb United Kingdom On 14 July 2026, the Financial Conduct Authority (the “FCA”) published...
Costs and Charges Reform: Beyond the Small Print
Macfarlanes LLP | Alexandra Green and Rachel Serene United Kingdom The FCA has issued its latest proposals in support of the...
FCA Consults on Scope and Proportionality of the Consumer Duty
Hogan Lovells Cadwalader | Michael Thomas, Jonathan Chertkow, James Black, Anahita Patwardhan, Charles Elliott and Mark Aengenheister United Kingdom The FCA has published its long-awaited consultation on...
Modernising the Redress System: Progress over Perfection?
Herbert Smith Freehills Kramer LLP | Hywel Jenkins and Ian Thomas United Kingdom Introduction The Financial Ombudsman Service (“FOS”) was established...
Year in Review: Lending and Secured Finance in United Kingdom (England & Wales)
Slaughter and May | Azadeh Nassiri, Suhaib Aslam, Kathrine Meloni and Natalie Butchart United Kingdom All questions Year in review Keeping pace with...
Consumer Duty Moves from Supervision to Enforcement
Irwin Mitchell LLP | Jane Anderson and Garon Anthony United Kingdom New publication provides insight on Consumer Duty The Financial Conduct...