AI for Financial Services Risk Management – Moving Beyond the Hype
MinterEllison | Ashley Rockman Australia | European Union | United Kingdom | USA AI for risk management in financial...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
UK: FCA Consults on Applying Existing Rules to Cryptoasset Firms
Hogan Lovells | Christina Wu | Dominic Hill United Kingdom The Financial Conduct Authority (“FCA”) is seeking feedback on the...
Internal Investigation Readiness: Asking Key Questions (Part 2)
As we saw in Part 1 of this two-part piece, regulatory expectations around ESG (Environmental, Social and Governance) are...
Internal Investigation Readiness: Asking Key Questions (Part 1)
In both the UK and EU, regulatory expectations around ESG (Environmental, Social and Governance) are evolving rapidly. In the...
UK: Targeted Support for Retail Customers of Financial Services Firms
Eversheds Sutherland | Tim Fosh | Sarah Burnside | Jen Green | Thomas E. Pritchard United Kingdom The FCA is consulting on...
AI Whistleblowing Tools and Employee Trust: What Compliance Leaders Need to Know Now
By Shannon Walker | Founder, Whistleblower Security Inc. (WBS) and Executive VP of Thought Leadership and Strategy, Case IQ....
Behavioural Science in Compliance: What Does Tomorrow Look Like?
Imagine a compliance officer in 2035, notified by an AI‑powered dashboard that flags an employee’s subtle shift in decision...
How Cybersecurity, AML and ESG are Being Integrated
In 2024, Barclays paid a £39 million Financial Conduct Authority (FCA) fine for anti-money laundering (AML) failures linked to gold...
DOJ Issues New FCPA Guidelines Amid Growing Ambitions of UK and European Prosecutors
Latham & Watkins LLP | Clare Nida | Pamela Reddy | Nathan H. Seltzer | Annie Birch | Emma Bunting European Union |...
New Cryptoasset Reporting Obligations for Businesses
RPC | Adam Craggs | Michelle Sloane | Liam McKay Organisation for Economic Co-operation and Development (OECD) | United Kingdom The...