Operational Resilience: Preparing for the 31 March 2025 Deadline
Introduction Financial services firms required to comply to the Operational Resilience requirements must do so by 31 March 2025....
UK: The FCA and PRA’s proposals to boost economic growth
Eversheds Sutherland | Michaela Walker | Tim Fosh | Thomas Pritchard | Sumitra Subramanian The Financial Conduct Authority and the Prudential Regulation...
A Comprehensive Look at Risk & Compliance Strategy in African Markets: An Interview with Dr Benjamin Mensah, Audit Manager and AMLRO, LIG Africa Holdings, Ghana
In the context of Africa, how do financial institutions ensure effective Customer Due Diligence (CDD) and Know Your Customer...
Investment Fund Management: Three abbreviations you need to understand: AIF, AIFM and UCITS
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Understanding the Internal Capital Adequacy and Risk Assessment (ICARA)
The Internal Capital Adequacy and Risk Assessment (ICARA) is a cornerstone of the UK’s Investment Firms Prudential Regime (IFPR),...
EU and UK Data Protection Implications of Whistleblowing Procedures
Morgan Lewis & Bockius LLP | William Mallin | Vishnu Shankar | Chris Warren-Smith | Matthew Howse Introduction This chapter considers the...
Europe: Are the UK FCA’s Revised “Name and Shame” Proposals an Improvement?
K&L Gates LLP | Michael E. Ruck | Rosie Naylor | Helen Phizackerley In November 2024, the UK FCA released a Consultation which...
Navigating the Future of Financial Regulation: Insights from CP24/24: The MiFID Organisational Regulation
The Financial Conduct Authority (FCA) has recently released a pivotal Consultation Paper, CP24/24: The MiFID Organisational Regulation. This Paper outlines...
Beyond the Bottom Line: How AI is Transforming Financial Oversight
In the rapidly evolving landscape of finance, artificial intelligence (AI) is emerging as a powerful tool for data analysis...
Strategies for Scalable IT, Cyber Resilience, and GRC: An Interview with Fahd Baawadh, Internal Audit Team Leader, Real Estate General Authority (REGA), Saudi Arabia
As technology evolves, how do businesses in various industries ensure that their IT infrastructure remains scalable, adaptable, and secure,...