Investment Fund Management: Three abbreviations you need to understand: AIF, AIFM and UCITS
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Understanding the Internal Capital Adequacy and Risk Assessment (ICARA)
The Internal Capital Adequacy and Risk Assessment (ICARA) is a cornerstone of the UK’s Investment Firms Prudential Regime (IFPR),...
EU and UK Data Protection Implications of Whistleblowing Procedures
Morgan Lewis & Bockius LLP | William Mallin | Vishnu Shankar | Chris Warren-Smith | Matthew Howse Introduction This chapter considers the...
Europe: Are the UK FCA’s Revised “Name and Shame” Proposals an Improvement?
K&L Gates LLP | Michael E. Ruck | Rosie Naylor | Helen Phizackerley In November 2024, the UK FCA released a Consultation which...
Beyond the Bottom Line: How AI is Transforming Financial Oversight
In the rapidly evolving landscape of finance, artificial intelligence (AI) is emerging as a powerful tool for data analysis...
Navigating the Future of Financial Regulation: Insights from CP24/24: The MiFID Organisational Regulation
The Financial Conduct Authority (FCA) has recently released a pivotal Consultation Paper, CP24/24: The MiFID Organisational Regulation. This Paper outlines...
Strategies for Scalable IT, Cyber Resilience, and GRC: An Interview with Fahd Baawadh, Internal Audit Team Leader, Real Estate General Authority (REGA), Saudi Arabia
As technology evolves, how do businesses in various industries ensure that their IT infrastructure remains scalable, adaptable, and secure,...
Juggling Water – How to Regulate AI in Financial Services?
Herbert Smith Freehills LLP | Jon Ford | Hannah Cassidy | Charlotte Henry | Marina Reason | Daniel DeLisle | Valerie Tao How to juggle...
The Future Prospects of AMLA: Speculating on the future developments and potential expansions of AMLA’s role and responsibilities within Europe and beyond
What is the Purpose of the AMLA? The European Union’s Anti-Money Laundering Authority (AMLA), established in 2024, has represented...
Potentials and Pitfalls: The Use of Blockchain in the Finance Industry
In recent years, blockchain technology has swiftly transitioned from a niche concept to a cornerstone of innovation within the...