Understanding COBS: Key Rules for Financial Services Firms
COBS (The Conduct of Business Sourcebook – FCA) has quietly shifted from the compliance back office to commanding attention...
Established rules, regulations, and ethical standards to ensure that businesses and individuals operate within legal frameworks and industry guidelines.
Non-Financial Misconduct
Imagine a City boss was shown the door not for fraud or financial loss, but because their off-duty conduct...
At a Glance: ESG and Investing in United Kingdom
Addleshaw Goddard LLP | David Alfrey, Rachel MacLeod, Martin Sacchi and Jenna Lenk United Kingdom Reporting and disclosure Mandatory ESG reporting and disclosure...
The Rising Tide: Why AI Risk & Compliance Can’t Be Ignored
Before You Read On: Join a free AGRC-LGCA webinar held by Olga Solovyeva and Brook Horowitz, ‘Emerging Technology Risks...
First-Step Analysis: Cryptoasset Trading in Luxembourg
CMS | Aurélien Hollard | Aurélia Viémont | José Ocaña | Mélanie Poirrier Luxembourg Cryptoasset trading Fiat currency transactions What rules and...
Behaviour, Risk and Compliance: Why This Survey Matters Now
Association of Governance, Risk & Compliance (AGRC), in partnership with Risky Women and BEHAVES Academy, has launched a new...
Beyond the Tick Box: Quantifying the Value of Compliance
In the EU and UK, anti-money laundering (AML) regulation has entered a new phase where regulators no longer accept...
UK Court Weighs in on AI Copyright Debate
Torys LLP | Lauren Nickerson | Alexandra Peterson | Andrew Bernstein United Kingdom Copyright is currently the hottest topic in AI...
A Nimble Compliance Framework for these Challenging Days
Energy prices pivot on a tweet, the EU Artificial Intelligence Act rolls out in stages from 2025, and under...
What Standards Innovation Means for Compliance: An Interview with Jessica Evans, Director of Standards, NSF
Why is innovation in standards essential for the Testing, Inspection, and Certification (TIC) sector, and how does it shape...