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Events & Conferences

Ensuring Operational Resilience in the Financial Services Sector: Navigating the Proposed CTP Operational Risk and Resilience Requirements

Date | 13 March 2024

Time | 12:00 UK Time

Register | Link Available Here

Join VENDOR iQ for a comprehensive webinar addressing the latest developments in operational resilience within the financial services sector. In collaboration with industry experts, we will dissect the recently released consultation paper by the Prudential Regulation Authority (PRA), the Financial Conduct Authority (FCA), and the Bank of England. This paper outlines the proposed requirements for critical third parties (CTPs) and sets the stage for critical discussions in the coming year. Discover how VENDOR iQ is your strategic partner in navigating and exceeding the proposed requirements for critical third parties from a surveillance, assurance, and monitoring perspective.

Agenda

Understanding the Proposed Requirements

  • Uncover the eight Operational Risk and Resilience Requirements outlined by regulators.
  • Explore the nuances of ‘Minimum Resilience Standards for CTPs’ and understand their implications.

VENDOR iQ’s Proactive Solutions

  • Live demonstration of how VENDOR iQ provides access to current and accurate data for self-assessment of supply chains and learn how our platform identifies vulnerabilities and enables you to address weaknesses within your material services.
  • See how our platform facilitates a proactive approach to governance, risk management, and compliance.

Q&A Session

  • Engage with our experts in a live Q&A session to address your specific queries and concerns.
  • Collaborate with industry peers to share insights and best practices.

Why Attend

  • Gain a comprehensive understanding of the proposed Operational Risk and Resilience Requirements for CTPs.
  • Learn how VENDOR iQ can streamline your compliance efforts and enhance the resilience of your material services.
  • Network with industry experts and professionals to exchange knowledge and insights.

Speakers 

Antony Bream | Consultant | Ribbit Consulting

With more than thirty years of experience in the industry, Antony has played a crucial role in facilitating collaboration between RegTech software providers and Financial Services institutions. This collaboration aims to embrace technology and expedite compliance with ever-evolving regulations such as Sarbanes Oxley, Dodd Frank, Basel II, FATCA, Solvency II, and most recently the EU DORA act. By serving as a bridge between tech providers and end-users, Antony has provided guidance to product management teams, ensuring the development of functionalities necessary for compliance. His involvement with local, regional regulators, trade body working groups, and understanding the compliance needs of Financial Services institutions further enhances his effectiveness in this role

Wayne Green | Executive Advisor | VENDOR iQ

Wayne Green is a valuable member of our advisory board. A seasoned leader, board advisor, and founder in the financial sector. With over two decades of hands-on experience in financial services, Wayne has played crucial roles in delivery, oversight, growth, strategy, and leadership across a diverse range of organisations, both in the UK and globally. Drawing upon his extensive expertise, Wayne shares valuable insights on the topic at hand, exploring the intersection of technology and financial services. With a deep understanding of how technology can revolutionise business operations, Wayne has provided strategic guidance in the areas of FinTech and RegTech development and integration, regulatory consulting and compliance, and product governance and development.

About Author / ayianni

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