Consumer Duty Moves from Supervision to Enforcement
Irwin Mitchell LLP | Jane Anderson and Garon Anthony United Kingdom New publication provides insight on Consumer Duty The Financial Conduct...
Stay current with the latest regulations and compliance requirements affecting the financial industry, including changes in laws and regulatory agencies’ actions.
FCA Publishes Cryptoasset Regulatory Regime
Norton Rose Fulbright US LLP | Hannah Meakin United Kingdom The Financial Conduct Authority (FCA), a regulatory organization in...
Cutting back the Consumer Duty
Macfarlanes LLP | Alexandra Green and Rachel Serene United Kingdom The FCA has this week published its proposed rules to meet...
Key Update on SM&CR Reforms
HFW | Alison Mynott United Kingdom In April and May 2026 we saw developments in the overhaul of the...
What are the Changes to UK Money Laundering Regulations?
Keystone Law | Simon Deane-Johns United Kingdom There are noteworthy changes to the UK’s money laundering regulations (“MLRs”). Unusually,...
Telling the FCA about Operational Outages: The New Incident Reporting Regime
Ropes & Gray LLP | Eve Ellis, Edward Machin and Lauren Aurelius United Kingdom | USA Background Earlier this year, the Financial...
Recurring Failures in Enforcement Cases
The mystery of repeated mistakes Why do companies continue to fail in precisely the same ways despite decades of...
FCA and SRA to Review Claims Management Practices
Eversheds Sutherland | Claire Carroll, Daniel Jackson, Gareth Vowles, Martin Ward, Chris Busby, Laura Norris and Will Tinkler United Kingdom Claims management companies (CMCs) and claimant...
EBA Consults on Simplifications to ESG Reporting Requirements
Latham & Watkins LLP | Betty M. Huber, Axel Schiemann, Anne Mainwaring and Charlotte Collins European Union EBA is seeking to develop uniform...
Do the UK’s Cryptoasset Regulations Apply to You?
Keystone Law | Simon Sutcliffe and Simon Deane-Johns United Kingdom The UK’s new Cryptoasset Regulations are suddenly upon us. If you...