Operational Resilience: Preparing for the 31 March 2025 Deadline
Introduction Financial services firms required to comply to the Operational Resilience requirements must do so by 31 March 2025....
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UK: The FCA and PRA’s proposals to boost economic growth
Eversheds Sutherland | Michaela Walker | Tim Fosh | Thomas Pritchard | Sumitra Subramanian The Financial Conduct Authority and the Prudential Regulation...
Investment Fund Management: Three abbreviations you need to understand: AIF, AIFM and UCITS
Investment fund management can be a complex world, particularly within the highly regulated European market. Whether you’re a seasoned...
Understanding the Internal Capital Adequacy and Risk Assessment (ICARA)
The Internal Capital Adequacy and Risk Assessment (ICARA) is a cornerstone of the UK’s Investment Firms Prudential Regime (IFPR),...
EU and UK Data Protection Implications of Whistleblowing Procedures
Morgan Lewis & Bockius LLP | William Mallin | Vishnu Shankar | Chris Warren-Smith | Matthew Howse Introduction This chapter considers the...
Europe: Are the UK FCA’s Revised “Name and Shame” Proposals an Improvement?
K&L Gates LLP | Michael E. Ruck | Rosie Naylor | Helen Phizackerley In November 2024, the UK FCA released a Consultation which...
Beyond the Bottom Line: How AI is Transforming Financial Oversight
In the rapidly evolving landscape of finance, artificial intelligence (AI) is emerging as a powerful tool for data analysis...
Navigating the Future of Financial Regulation: Insights from CP24/24: The MiFID Organisational Regulation
The Financial Conduct Authority (FCA) has recently released a pivotal Consultation Paper, CP24/24: The MiFID Organisational Regulation. This Paper outlines...
Juggling Water – How to Regulate AI in Financial Services?
Herbert Smith Freehills LLP | Jon Ford | Hannah Cassidy | Charlotte Henry | Marina Reason | Daniel DeLisle | Valerie Tao How to juggle...
The Future Prospects of AMLA: Speculating on the future developments and potential expansions of AMLA’s role and responsibilities within Europe and beyond
What is the Purpose of the AMLA? The European Union’s Anti-Money Laundering Authority (AMLA), established in 2024, has represented...