Join us for an insightful webinar as we delve into the transformative impact of Artificial Intelligence (AI) and Machine Learning (ML) on the landscape of compliance within the financial services industry.
In an era of rapid technological advancements, understanding and harnessing the power of these cutting-edge technologies is paramount for staying ahead in the highly regulated financial sector.
Key Topics to Be Discussed Include
Introduction to AI and ML in Financial Compliance
Explore the foundational concepts of AI and ML and their application in ensuring robust compliance frameworks.
Automating Regulatory Processes
Learn how AI and ML technologies can automate complex regulatory processes, reducing the burden on compliance teams and improving efficiency.
Enhancing Fraud Detection and Risk Management
Uncover how advanced analytics can strengthen fraud detection mechanisms and enhance risk management strategies, safeguarding financial institutions from evolving threats.
Predictive Analytics for Compliance
Understand the role of predictive analytics in anticipating regulatory changes and adapting compliance strategies proactively.
Real-World Case Studies
Hear success stories and real-world examples of financial institutions leveraging AI and ML to streamline compliance processes and achieve regulatory excellence.
Who Should Attend
Professionals in the financial services industry involved in compliance, risk management, and regulatory affairs. Decision-makers exploring innovative solutions to enhance their organization’s compliance posture.
Date and Time
January 24, 2024, 2:00 pm (UK Time)
Registration
Secure your spot now by filling out the registration form. Don’t miss this opportunity to stay at the forefront of the intersection between technology and compliance in the financial services sector.
For inquiries, please contact mateo@agrc.org.
We look forward to your participation in this engaging and informative webinar.
Speakers
Francisco Mainez | Director Financial Crime & Regulatory Affairs | Lucinity | LinkedIn
Francisco Mainez is the former Head of Data and Analytics for Wealth and Personal Banking Financial Crime Risk at HSBC. Francisco is now the Product Manager for Actor Intelligence at Lucinity, where he is using his experience in Financial Crime and Intelligence to integrate different capabilities into solutions that can improve prevention, detection and investigation of Financial Crimes. Throughout his career, Francisco has specialised in activities related to data extraction, analysis and insight reporting, covering Money Laundering, Financial Crime Typologies, Operations, Customer Due Diligence and Tax Evasion, among other areas. His team is also involved in rolling out initiatives related to Advanced Analytics solutions for Financial Crime. While in HSBC, Francisco worked in other Financial Crime Teams, such as the Financial Intelligence Unit and Compliance Reporting. Prior to HSBC, Francisco fulfilled roles in Standard Chartered Bank in London and Singapore after completing several tours of operations in Military Intelligence for NATO and the European Union in different geographical locations. Francisco is also the founder and director of Garbo Intelligence, a Financial Crime advisory, analysis, investigations, and solutions provider focusing on how to bring Intelligence best practices to the Compliance industry. Francisco holds a MSc in Information and Knowledge Management and a BSc in Politics and International Relations from the University of London-LSE, along with several professional certifications: CAMS, CISI Investment Operations, CFCI (Certified Financial Crimes Investigator) and SAFe (Scalable Agile Framework). In his spare time, Francisco likes to read history books or ride his motorcycle.
Luis Parra | Director | Complyport | LinkedIn
Luis is Complyport’s Director of Regulatory Business Solutions and the Managing Director of Complyport’s RegTech solution, ComplyPortal – designed and built to automate and simplify our client’s ability to meet their regulatory obligations. He is responsible for the day-to-day management of ComplyPortal and oversees the delivery of ComplyPortal’s compliance management software solutions to clients, ensuring their compliance processes and frameworks are streamlined, easy to manage and secure. Specifically, the modules Luis uses to assist firms with include compliance & risk monitoring, keeping track of important documents, policies, and procedures that are the heart of a good Governance, Risk Management, and Compliance cycle. Luis has previously worked for a Fortune Global 500 company delivering document management solutions for legal and compliance needs. His work focused on creating efficiency and increased insight to information locked in unstructured data sources such as contracts and other records. His experience with change management has helped him lead efforts to establish and implement best practices within legal and compliance service areas, enabling clients to adopt technology into their current processes. Luis has facilitated clients to employ advanced technology tools, including cognitive learning, advanced analytics, and automation tools. This has aided clients to manage through mountains of data for a variety of tasks, such as: research, investigation, compliance and data or document management efforts. He attended Loyola Marymount University and holds a B.A. in Business Administration and attended the MBA program at Pepperdine Graziadio Business School in Los Angeles.
Moderator
Mateo Jarrin Cuvi | Global Manager for Partners & Media | The Association of Governance, Risk & Compliance | LinkedIn
Register | Link Available Here
